Services For Regulators
Services Provided By a Seasoned Former Regulator With an Understanding of Your Needs Because I Have Been There.
I have been involved in the regulation of insurance companies for more than 40 years including 32 years with the New Jersey Department of Banking and Insurance. At NJ DOBI, I started out in the trenches because rising to senior executive positions including Chief Insurance Examiner and Assistant Commissioner. I developed the Financial Analysis Unit as well as the review procedures for Holding Company filings. I was involved in four successful NAIC Accreditation reviews. I was also the Chair of the Admissions Committee responsible for the review of formations, extension of authority and expansion applications. I also oversaw the Form A review process and Supervision, Rehabilitation and Liquidation processes. While at the Department, I was a member of numerous NAIC Working Groups including an original member of the Financial Analysis Handbook Working Group and the Financial Analysis Working Group.
Review of Filings
Formation Applications, Extension of Authority Requests, Expansion Applications, Re-domestication Requests, Form A filings, Form D filings and more.
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Market RegulationMarket Conduct Exams, Compliance Reviews, MCAS Reviews and more.
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Financial Regulation
Financial Analysis Reviews, Limited Scope Exams, Troubled Company Supervision, Financial Exams and more.
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